Regulator Contact Information Mutual Funds


Alabama

Tina Tell
Registration Manager
334-353-7143

Alaska

Tom Stevens
Financial Registration Supervisor
907-465-5448

Arizona

Phong (Paul) Huynh
Director of Registration & Compliance
602-542-0908

Connecticut

William Olesky

Principal Financial Examiner

860-240-8240
william.olesky@ct.gov

Delaware

Craig Weldon
Chief Special Investigator
302-683-8852

Georgia

Noula Zaharis
Assistant Commissioner of Securities
404-312-2787

Idaho

Valerie Shell

Program Information Coordinator
208-332-8074

Valerie.Shell@finance.idaho.gov

Kansas

Suzanne Seawel

Public Service Administrator
785-296-8711
suzanne.seawel@ks.gov

Louisiana

Doug Buras
Deputy Chief Examiner
225-925-4170
dburas@ofi.la.gov

Maryland

Debra Luiza - Lee
Systems Administrator
410-576-6951

Massachusetts

Peter Cassidy
Associate Director
612-727-3548

Hannah Bovee
Corporate Finance Attorney
612-727-3548

Nicole Mason
Corporate Finance Paralegal
612-727-3548

Minnesota

Amanda Kelting
Chief Securities Director
651-539-1723

Montana

Kirsten Madsen
Deputy Securities Commissioner
406-444-4328

kirsten.madsen@mt.gov

Nebraska

Michael Cameron
Legal Counsel
402-471-2171

Mike.cameron@nebraska.gov

New Jersey

Delfin Rodriguez
Director - Registration
973-504-3670

rodriguezd@dca.njoag.gov

North Dakota


Ohio

Ryan Rodgers
Program Administrator
614-466-2494
Ryan.Rodgers@com.ohio.gov

Pennsylvania

Don Piesik
Director
717-425-5481

dpiesik@pa.gov

Puerto Rico

Mariel Martinez
Deputy Assistant Commissioner
787-723-3131 EXT. 2309

Marielm@ocif.pr.gov

Rhode Island

Donald DeFedele
Chief Securities Examiner
401-462-9586

South Carolina

Pamela Kirkland
Director of Registration, Securities Division
803-734-9916

Pkirkland@scag.gov

Tennessee

April Odom
Director of Registration
615-532-4895

April.x.odom@tn.gov

Vermont

Amanda Smith
Securities Deputy
802-828-3420

amanda.smith@vermont.gov

Virginia

Deidre Victoria
Administrative Specialist
804-371-9276

West Virginia

Dan Reed
Senior Registration Examiner / Internal Auditor
304-558-2261 EXT. 3127

Daniel.Reed@wvsao.gov

Wisconsin

Deborah Fabritz
Director - Professional Registration & Compliance

608-266-3414

deborah.fabritz@wisconsin.gov